Alan P. Smith

Alan P. Smith



2006, Bringham Young University, B.A., English

2009, Washington & Lee University School of Law, J.D.


Alan P. Smith began his career as an associate with the law firm Stuart | Moore in August of 2009. Upon his admission to the California Bar on June 4, 2010, Alan was promoted to an Associate Lawyer.

When away from the office, he enjoys basketball, training for obstacle races, and is an avid reader. He is married and has a son and a daughter.


Areas of Expertise

Mr. Smith’s practice focuses on the representation of financial institutions in the areas of corporate, regulatory, and securities matters and has experience in the management of capital raising and mergers and acquisitions.

Selected Experience

In private practice Mr. Smith’s experience includes: preparing acquisition agreements and related regulatory filings for mergers, sales of assets, deposit assumptions and branch sales; preparing registration statements under the ’33 Act on behalf of bank holding companies and offering circulars for banks; preparing related securities offering documents such as stock purchase agreements and warrant agreements; drafting and reviewing a variety of ’34 Act filings, including merger proxy statements; drafting and reviewing employment related contracts; rendering general corporate, securities and regulatory advice; and researching and appraising the other members of the law firm on recent and pending regulatory legislation.